SEC Staff Solves Section 28(e)-MiFID II Compliance Conundrum?For Now

In a series of three ?no-action? letters, the staff of the Securities and Exchange Commission (SEC)

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In a series of three ?no-action? letters, the staff of the Securities and Exchange Commission (SEC) published guidance to address concerns by U.S. broker-dealers and investment advisers about how to comply with Markets in Financial Instruments...
By: Morrison & Foerster LLP - JOBS Act
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2017-10-29T09:28:10Z 250250
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