In a series of three ?no-action? letters, the staff of the Securities and Exchange Commission (SEC) published guidance to address concerns by U.S. broker-dealers and investment advisers about how to comply with Markets in Financial Instruments...
By: Morrison & Foerster LLP - JOBS Act
Get latest News, Widgets, Apps and much more straight into your INBOX for free. Just Enter your email address, Verify and join our Newsletter!